Steve Banks

Compliance Effectiveness and Monitoring

Focus

• Helping compliance managers and compliance functions carry out their regulatory responsibilities effectively

• Advising clients on how to ensure that they have “the customer” at the heart of their operational processes

• Supporting clients in the development of critical regulatory documentation

Background

• Extensive practical compliance and risk management experience in the retail banking, building society and insurance sectors

• Amassed plenty of hands on experience of working in and managing compliance functions in financial services clients